Articles tagged

SEC Compliance

Startups selling equity to investors and incentivizing employees with share and stock option grants must comply with all rules from the Securities & Exchange Commission (SEC). Learn how to keep your startup compliant as you take on rounds of financing from outside investors and issue shares from your employee stock option pool. Startups typically raise money from investors in priced rounds using a Reg D exemption, while equity crowdfunding makes use of the SEC Reg CF and Reg A+ exemptions that are specific to equity crowdfunding.

How Does Equity Crowdfunding Work?

Learn how to use equity crowdfunding to raise money for your startup.

Capbase Staffby Capbase Staff • 7 min read

Reg D Filings and SEC Compliance for Startups

To file or not to file? Learn about Reg D filings and SEC compliance for startups raising funds from investors in priced financing rounds.

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